{"id":1121,"date":"2021-06-07T17:34:59","date_gmt":"2021-06-07T17:34:59","guid":{"rendered":"http:\/\/localhost\/?p=1121"},"modified":"2021-06-11T00:53:29","modified_gmt":"2021-06-11T00:53:29","slug":"we-are-not-amused-the-crown-and-sec-and-finra-enforcement-matters-from-april-2021","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2021\/06\/07\/we-are-not-amused-the-crown-and-sec-and-finra-enforcement-matters-from-april-2021\/","title":{"rendered":"We are not Amused: The Crown and SEC and FINRA Enforcement Matters from April 2021"},"content":{"rendered":"<p style=\"line-height: 12.75pt; margin: 0in 0in 11.25pt 0in;\"><span style=\"font-size: 10.0pt; color: #000001;\">This month\u2019s securities enforcement article uses the television show \u201cThe Crown\u201d as its primary source of inspiration in memory of Prince Philip, Duke of Edinburgh, who died on April 9, 2021; in awe of Oprah\u2019s timing, interviewing skills, ability to get an interview; and out of respect for the Queen, \u201cHer Majesty Elizabeth the Second, by the Grace of God, of the United Kingdom of Great Britain and Northern Ireland and of Her other Realms and Territories Queen, Head of the Commonwealth, Defender of the Faith,\u201d and the Prime Ministers who served under her.\u00a0\u00a0<\/span><span style=\"font-size: 10.0pt; color: #000001;\">Please note that, as far as we know, \u201cThe Crown\u201d did not involve investments in securities. . . Nonetheless, the Netflix television show does involve rules and codes of conduct; intrigue and misdirection; punishment and praise; drama and comedy; and good and evil.<\/span><\/p>\n<p style=\"line-height: 12.75pt; margin: 0in 0in 11.25pt 0in;\"><a href=\"https:\/\/us.eversheds-sutherland.com\/NewsCommentary\/Articles\/242399\/We-are-not-Amused-The-Crown-and-SEC-and-FINRA-Enforcement-Matters-from-April-2021?utm_source=vuture&amp;utm_medium=email&amp;utm_campaign=vuture-emails\">Read more here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>This month\u2019s securities enforcement article uses the television show \u201cThe Crown\u201d as its primary source of inspiration in memory of Prince Philip, Duke of Edinburgh, who died on April 9, 2021; in awe of Oprah\u2019s timing, interviewing skills, ability to get an interview; and out of respect for the Queen, \u201cHer Majesty Elizabeth the Second, &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2021\/06\/07\/we-are-not-amused-the-crown-and-sec-and-finra-enforcement-matters-from-april-2021\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">We are not Amused: The Crown and SEC and FINRA Enforcement Matters from April 2021<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-1121","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1121","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1121"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1121\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1121"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1121"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1121"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}