{"id":1059,"date":"2020-07-05T14:18:03","date_gmt":"2020-07-05T14:18:03","guid":{"rendered":"http:\/\/localhost\/?p=1059"},"modified":"2020-07-10T14:32:56","modified_gmt":"2020-07-10T14:32:56","slug":"entering-another-new-normal-regulatory-update-for-july-2020","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2020\/07\/05\/entering-another-new-normal-regulatory-update-for-july-2020\/","title":{"rendered":"Entering Another New Normal: Regulatory Updates for July 2020"},"content":{"rendered":"<p>June Regulatory Updates from\u00a0<a href=\"https:\/\/www.hardincompliance.com\/team\/cari-a-hopfensperger\/\">Cari Hopsfenperger<\/a>\u00a0at Hardin Compliance Consulting LLC.<\/p>\n<p>Topics include:<\/p>\n<ul>\n<li><a href=\"http:\/\/Reg BI and Form CRS are here! Now what?\">Reg BI and Form CRS are here! Now what?<\/a><\/li>\n<li><a href=\"http:\/\/www.inpea.net\/weaad\/weaad2020\/\" target=\"_blank\" rel=\"external noopener noreferrer\" data-wpel-link=\"external\"><strong>Did you know that June 15th was World Elder Abuse Awareness Day (WEAAD)?<\/strong><\/a><\/li>\n<li><strong>Form CRS and the Land of Oz\u2026State considerations for Form CRS<\/strong><\/li>\n<li><a href=\"http:\/\/www.wvlegislature.gov\/Bill_Status\/bills_text.cfm?billdoc=HB4377%20SUB%20ENR.htm&amp;yr=2020&amp;sesstype=RS&amp;i=4377\" target=\"_blank\" rel=\"external noopener noreferrer\" data-wpel-link=\"external\"><strong>West Virginia Enacts Senior Safe Legislation<\/strong><\/a><\/li>\n<li>Temporary Relief extended for In-Person Board Meetings<\/li>\n<li><a href=\"https:\/\/www.sec.gov\/litigation\/admin\/2020\/ia-5510.pdf\" target=\"_blank\" rel=\"external noopener noreferrer\" data-wpel-link=\"external\"><strong>Another Adviser Nailed for Inadequate Handling of Material Nonpublic Information<\/strong><\/a><\/li>\n<li>The Fat Lady Has Not Sung Yet\u2026 the SEC Continues its Crusade against \u201cInadequate Disclosure\u201d of Mutual Fund Fees<\/li>\n<li><strong><a href=\"https:\/\/www.sec.gov\/litigation\/admin\/2020\/ia-5522.pdf\" target=\"_blank\" rel=\"external noopener noreferrer\" data-wpel-link=\"external\">Former RIA COO Barred from Industry<\/a><\/strong><\/li>\n<\/ul>\n<p><a href=\"https:\/\/www.hardincompliance.com\/blog\/regulatory-updates\/entering-another-new-normal-reg-bi-compliance-team-takes-the-hit-for-mnpi-process-failures-and-sec-continues-crusade-against-inadequate-disclosure-regulator\/\">Read the full update here.<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>June Regulatory Updates from\u00a0Cari Hopsfenperger\u00a0at Hardin Compliance Consulting LLC. Topics include: Reg BI and Form CRS are here! Now what? Did you know that June 15th was World Elder Abuse Awareness Day (WEAAD)? Form CRS and the Land of Oz\u2026State considerations for Form CRS West Virginia Enacts Senior Safe Legislation Temporary Relief extended for In-Person &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2020\/07\/05\/entering-another-new-normal-regulatory-update-for-july-2020\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">Entering Another New Normal: Regulatory Updates for July 2020<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":90,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-1059","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1059","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/90"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1059"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1059\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1059"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1059"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1059"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}