{"id":1051,"date":"2020-06-15T19:34:26","date_gmt":"2020-06-15T19:34:26","guid":{"rendered":"http:\/\/localhost\/?p=1051"},"modified":"2020-06-16T19:38:54","modified_gmt":"2020-06-16T19:38:54","slug":"the-last-dance-but-not-the-last-enforcement-action-sec-and-finra-enforcement-actions-in-april-2020","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2020\/06\/15\/the-last-dance-but-not-the-last-enforcement-action-sec-and-finra-enforcement-actions-in-april-2020\/","title":{"rendered":"The Last Dance (But not the Last Enforcement Action): SEC and FINRA Enforcement Actions in April 2020"},"content":{"rendered":"<p>In April 2020, one of the most-watched television shows was the beginning episodes of ESPN\u2019s \u201cThe Last Dance,\u201d a 10-part documentary chronicling Michael Jordan and the 1997-98 Chicago Bulls.\u00a0 The documentary explores the ups and downs of the Bulls during Jordan\u2019s last year as a Bull, and their successful attempt at a second three-peat.\u00a0 While the show doesn\u2019t address securities enforcement cases directly (or, frankly, at all), it does provide a lot of lessons that compliance officers and others can think about as they are sitting at home during the age of coronavirus assessing enforcement actions and how they may impact their firms.\u00a0 Like so much in life, if you watch this series in just the right way, you\u2019ll learn more than you would have expected.<\/p>\n<p><a href=\"https:\/\/us.eversheds-sutherland.com\/portalresource\/lookup\/poid\/Z1tOl9NPluKPtDNIqLMRV56Pab6TfzcRXncKbDtRr9tObDdEqS3DpW3!\/fileUpload.name=\/NSCP%20Currents%20May%202020%20Reprint%20Rubin%20Griffin.pdf\">Learn more here.<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>In April 2020, one of the most-watched television shows was the beginning episodes of ESPN\u2019s \u201cThe Last Dance,\u201d a 10-part documentary chronicling Michael Jordan and the 1997-98 Chicago Bulls.\u00a0 The documentary explores the ups and downs of the Bulls during Jordan\u2019s last year as a Bull, and their successful attempt at a second three-peat.\u00a0 While &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2020\/06\/15\/the-last-dance-but-not-the-last-enforcement-action-sec-and-finra-enforcement-actions-in-april-2020\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">The Last Dance (But not the Last Enforcement Action): SEC and FINRA Enforcement Actions in April 2020<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,22],"tags":[],"class_list":["post-1051","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1051","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1051"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1051\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1051"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1051"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1051"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}