{"id":1049,"date":"2020-06-08T19:59:01","date_gmt":"2020-06-08T19:59:01","guid":{"rendered":"http:\/\/localhost\/?p=1049"},"modified":"2020-06-11T15:10:53","modified_gmt":"2020-06-11T15:10:53","slug":"tiger-king-murder-mayhem-and-march-2020-enforcement-matters","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2020\/06\/08\/tiger-king-murder-mayhem-and-march-2020-enforcement-matters\/","title":{"rendered":"Tiger King: Murder, Mayhem, and March 2020 Enforcement Matters"},"content":{"rendered":"

During March 2020, one of the most streamed shows was Tiger King, <\/em>a documentary about “Joe Exotic” a\/k\/a Joseph Allen Schreibvogel a\/k\/a Joseph Allen Maldonado-Passage, a “zoo owner [who] spirals out of control amid a cast of eccentric characters in this true murder-for-hire story from the underworld of big cat breeding:’1\u00a0Thus, Tiger King <\/em>has much in common with the securities enforcement matters from March: \u00a0fraud, broken rules, sanctions, and (arguably) eccentric characters. \u00a0One big difference, of course, is that last month’s enforcement matters did not\u00a0involve cat breeding, big or small. (We can’t make any promises about April’s enforcement actions.) Thus, the March enforcement matters present important lessons for broker-dealers and investment advisers (as well as important lessons for zoo owners, assuming that the zoo is an outside business activity).<\/p>\n

Read more here<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

During March 2020, one of the most streamed shows was Tiger King, a documentary about “Joe Exotic” a\/k\/a Joseph Allen Schreibvogel a\/k\/a Joseph Allen Maldonado-Passage, a “zoo owner [who] spirals out of control amid a cast of eccentric characters in this true murder-for-hire story from the underworld of big cat breeding:’1\u00a0Thus, Tiger King has much … Continue reading Tiger King: Murder, Mayhem, and March 2020 Enforcement Matters<\/span> →<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"footnotes":""},"categories":[23,24,22],"tags":[],"class_list":["post-1049","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-standard-of-care"],"aioseo_notices":[],"aioseo_head":"\n\t\t\n\t\n\t\n\t\n\t\n\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t